Selected Engagements

(Engagements prior to 2016 precede Quantfin)

YEAR CLIENT $mm ENGAGEMENT

2022 Renovite $150 Sale of cloud-native payment solutions platform to J.P.Morgan

2020 LocumsMart 50 Sale of healthcare staffing technology platform to CHG Healthcare  

2019 LocumsMart NA BPO outsourcing and IT automation of special processes

2018 Radiant REIT NA Business strategy development and capital structure planning

2017 Exelegent NA Joint venture between a Healthcare IT corporation and an IT outsourcing major      

2016 CULA                  100 Tax attributes structuring prior to sale of vehicle lease processing company

2015 KKR                     200 Follow-on investment in WMIH Convertible Series B Preferred Stock              

2014 KKR                     160 Structured initial investment in WMIH as acquistion vehicle

2014 Morgan Stanley NA Sale of Zenith Vehicle Fleet Leasing to HgCapital

2014 Midcap Fin Svc 100 Structured investment for the realization of tax attributes 

2013 Caribbean Bank 1,000 Strategic alternatives and sale to minority shareholder

2013 Regional Bank   NA MoE between two regional banks

2013 Infra FinCo  200 Equity private placement

2012 Regional Bank   NA Carve-out acquisition of Midwestern bank branches

2012 Consumer FinCo  NA Discount brokerage company distressed investment portfolio 

2011 Community Bank    50 Structured acquisition of community bank distressed assets

2011 Community Bank  500 Sale of ethnic customer oriented community bank

2010 Morgan Stanley       NA Restructuring of Securities Division capital allocation and liquidity

2009 Allied Digital         50 Joint book runner in a secondary equity offering              

2008 PE Firm   250 Hostile bid for a small-cap west-coast thrift              

2007 Accredited        400 Sale of Accredited Home Lenders to Lone Star Funds

2007 Accredited              230 Secured financing from Farallon Capital

2007 Fortress   NA Sale of Green Tree Servicing to Centerbridge

2006 GMAC        14,000 Sale of 51% stake to Cerberus Capital consortium

2006 Wachovia           2,500 Issuance of Income Trust Securities

2006 Wachovia      4,000 Acquisition of Westcorp auto finance company             

2005 Triad Financial 3,000 Acquisition of Triad Financial by GTCR consortium

2005 Sovereign Bank 500 Private placement of investment grade debt

2005 Sovereign Bank   2,000 Restructuring of FHLB borrowings              

2004 RBS                11,000 Acquisition of Charter One Financial

2003 CitiCards       30,000 Acquisition of Sears' credit card portfolio

2003 NYCB               2,000 Acquisition of Roslyn Bancorp

2003 CitiCapital   NA Sale of Truck Fleet subsidiary to GE Capital              

2001 Eircom            3,000 Sale to Warburg Pincus consortium